Kim, Bum Soo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-09-11 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-09-11 | |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-09-11 | |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-09-11 | |
5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-09-14 | 2006-04-15 |
6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2004-09-14 | 2006-04-15 |
7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-04-18 | 2010-08-16 |
8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-04-18 | 2010-08-16 |
9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-04-18 | 2010-08-16 |
10 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-04-18 | 2010-08-16 |
11 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-04-18 | 2010-08-16 |
12 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-02-27 | 2014-03-29 |
13 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-02-27 | 2014-03-29 |
14 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-06-11 | 2017-03-03 |
15 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-11 | 2017-03-03 |
16 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | |
17 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2017-08-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy