Li, Jin Hua (SFC:AIB065) 李晉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-02-02 | 2004-04-20 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2004-08-23 | 2005-06-29 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-04 | 2005-06-29 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-23 | 2004-04-20 |
| 6 | Optima Capital Limited | Rep | Advising on corporate finance | 2003-07-23 | 2004-04-20 |
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