Chen, Scott

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA HOLDINGS LIMITED Rep Advising on corporate finance 2003-08-12
2 LEHMAN BROTHERS ASIA HOLDINGS LIMITED Rep Advising on securities 2003-08-12
3 LEHMAN BROTHERS ASIA HOLDINGS LIMITED Rep Asset management 2003-08-12
4 LEHMAN BROTHERS ASIA LIMITED Rep Asset management 2003-08-12
5 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2008-09-29
6 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2008-09-29
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2008-10-13 2009-04-16
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-13 2009-04-16
9 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on corporate finance 2012-03-05 2013-12-17
10 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2014-04-10 2018-11-20
11 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2014-04-10 2018-11-20
12 CVC Asia Pacific Limited Rep Advising on corporate finance 2019-03-22
13 CVC Asia Pacific Limited Rep Dealing in securities 2019-03-22
14 CVC Asia Pacific Limited Rep Advising on securities 2019-04-08

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