Chen, Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVC Asia Pacific Limited | Rep | Advising on corporate finance | 2019-03-22 | |
2 | CVC Asia Pacific Limited | Rep | Dealing in securities | 2019-03-22 | |
3 | CVC Asia Pacific Limited | Rep | Advising on securities | 2019-04-08 | |
4 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on corporate finance | 2003-08-12 | |
5 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Advising on securities | 2003-08-12 | |
6 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | Asset management | 2003-08-12 | |
7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-12 | |
8 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-09-29 | |
9 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-09-29 | |
10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-13 | 2009-04-16 |
11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-13 | 2009-04-16 |
12 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2013-12-17 |
13 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2014-04-10 | 2018-11-20 |
14 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-04-10 | 2018-11-20 |
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