Lau, Alice Ka Lee 劉嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2006-09-07 | 2009-07-31 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2003-09-23 | 2004-04-30 |
| 3 | HENIK SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-30 | 2006-05-12 |
| 4 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2004-05-19 | 2005-02-21 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-18 | Rep | Advising on securities | 2003-06-18 |
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