Or, Siu Kam 柯小琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-01-16 | Rep | Asset management | 2024-01-16 |
| 2 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2024-01-19 |
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