Chan, Ka Ki (SFC:AJH032) 陳家祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2004-03-31 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2004-03-31 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-06 | 2004-03-31 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-20 | 2004-03-31 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-03 | 2007-08-31 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-10-03 | 2007-08-31 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-06-10 | 2010-07-30 |
| 8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-06-10 | 2010-07-30 |
| 9 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-10 | 2010-07-30 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-08-18 | 2010-11-03 |
| 11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-03-30 | 2011-05-24 |
| 12 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-03-30 | 2011-05-24 |
| 13 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-08-02 | 2018-08-10 |
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