Tu, James Xinjun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Long Corridor Asset Management Limited | RO | Asset management | 2019-08-01 | |
| 2 | Nine Masts Capital Limited | RO | Asset management | 2010-05-11 | 2019-07-31 |
| 3 | Oasis Management (Hong Kong) | RO | Advising on futures contracts | 2004-09-14 | 2009-12-21 | RO | Advising on securities | 2004-09-14 | 2009-12-21 | RO | Asset management | 2004-09-14 | 2009-12-21 |
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