Ye, Lingyun 叶凌云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-03-13 | 2004-11-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-11-16 | 2005-04-23 | Rep | Dealing in securities | 2004-11-16 | 2010-08-19 |
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