Pervez, Ahsan (SFC:AJO361)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2005-12-08 | 2006-03-07 |
| 2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-03-22 | 2004-04-21 | Rep | Dealing in securities | 2004-05-07 | 2006-03-07 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2006-04-06 | 2008-10-06 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-05-21 | 2012-08-21 | Rep | Dealing in securities | 2012-05-21 | 2012-08-21 | Rep | Dealing in securities | 2013-01-28 | 2013-02-18 | Rep | Dealing in securities | 2013-04-17 | 2013-04-26 | Rep | Dealing in securities | 2013-05-27 | 2013-06-07 | Rep | Advising on securities | 2013-07-02 | 2015-01-30 | Rep | Dealing in securities | 2013-07-02 | 2015-01-30 |
| 5 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-06-01 | 2017-07-06 | Rep | Dealing in securities | 2015-06-01 | 2017-07-06 | Rep | Advising on securities | 2018-03-01 | 2018-03-24 | Rep | Dealing in securities | 2018-03-01 | 2018-03-24 | Rep | Advising on securities | 2018-06-07 | 2018-06-22 | Rep | Dealing in securities | 2018-06-07 | 2018-06-22 | Rep | Advising on securities | 2019-06-06 | 2019-06-14 | Rep | Dealing in securities | 2019-06-06 | 2019-06-14 |
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