Cai, Wei (SFC:AKI200) 蔡衛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-04-02 | 2006-02-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-04-02 | 2006-02-27 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-02 | 2006-02-27 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-04-21 | 2006-06-05 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2006-04-21 | 2006-06-05 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-21 | 2006-06-05 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-04-21 | 2006-06-05 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2006-04-21 | 2006-06-05 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-21 | 2006-06-05 |
| 10 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-10 | 2010-08-19 |
| 11 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-10 | 2010-08-19 |
| 12 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-08-01 |
| 13 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2018-07-23 | 2018-09-17 |
| 14 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-23 | 2018-09-17 |
| 15 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on corporate finance | 2018-09-17 | |
| 16 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2018-09-17 |
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