Wong, Chie King 王植敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-19 | 2006-04-22 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-19 | 2006-04-22 | Rep | Dealing in futures contracts | 2005-10-14 | 2006-04-22 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-12 | 2007-06-01 | Rep | Dealing in securities | 2006-05-12 | 2007-06-01 | Rep | Advising on futures contracts | 2006-05-26 | 2007-06-01 | Rep | Advising on securities | 2006-05-26 | 2007-06-01 |
| 4 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2007-06-21 | 2011-01-31 | Rep | Dealing in securities | 2007-06-21 | 2011-01-31 |
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