Li, Anita Kit Suen 李潔琁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2004-05-25 | 2004-12-14 | Rep | Advising on futures contracts | 2004-10-28 | 2004-12-14 | Rep | Advising on securities | 2004-10-28 | 2004-12-14 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2008-04-07 | 2011-06-13 | Rep | Dealing in securities | 2008-04-07 | 2011-06-13 |
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