Clarke, Daniel Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-08-02 | 2004-09-02 | Rep | Dealing in securities | 2005-02-14 | 2005-05-18 | Rep | Dealing in securities | 2007-08-13 | 2008-08-14 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-02 | 2004-09-02 | Rep | Dealing in futures contracts | 2005-02-14 | 2005-05-18 | Rep | Dealing in securities | 2005-02-14 | 2005-05-18 | Rep | Dealing in securities | 2007-08-13 | 2008-08-14 | Rep | Dealing in futures contracts | 2007-09-10 | 2008-08-14 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-06-21 | 2007-03-16 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-18 | 2007-03-16 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2008-12-05 | 2009-10-20 |
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