Ge, Lijia 葛丽佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-08-06 | 2005-12-01 | EVERSAFE ASSET MANAGEMENT CO., LIMITED | RO | 2015-03-17 |
| 2 | Grey Investment Limited | Rep | Asset management | 2013-04-26 | 2015-02-27 | EVERSAFE ASSET MANAGEMENT CO., LIMITED | RO | 2015-03-17 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-09-02 | 2011-07-27 |
| 4 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Dealing in securities | 2004-08-06 | 2005-12-01 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2006-01-19 | 2007-06-16 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2007-07-26 | 2009-05-22 | UBS SECURITIES ASIA LIMITED | Rep | 2009-08-24 | 2011-07-27 |
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