Kratz, Bo Rolf Anders
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2004-08-24 | 2005-05-20 | Rep | Dealing in securities | 2004-08-24 | 2005-05-20 | RO | Advising on securities | 2005-05-20 | 2006-03-06 | RO | Dealing in securities | 2005-05-20 | 2006-03-06 |
| 2 | Conning Asia Pacific Limited | RO | Advising on securities | 2016-02-16 | 2021-11-29 | RO | Asset management | 2016-02-16 | 2021-11-29 | RO | Dealing in securities | 2016-02-16 | 2021-11-29 |
| 3 | EnTrustPermal (Hong Kong) Limited | RO | Dealing in securities | 2006-04-22 | 2011-02-28 | RO | Advising on securities | 2007-08-27 | 2011-02-28 |
| 4 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2012-11-29 | 2013-02-28 | RO | Dealing in securities | 2013-02-28 | 2015-12-05 | RO | Asset management | 2013-12-05 | 2015-12-05 | RO | Dealing in futures contracts | 2013-12-05 | 2015-12-05 |
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