Iu, Kwan Nam 姚君楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-07 | 2017-08-25 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-06-07 | 2017-08-25 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-05-10 | 2021-12-05 | Rep | Dealing in futures contracts | 2021-05-10 | 2021-12-05 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-05-10 | 2021-12-05 | Rep | Dealing in securities | 2021-05-10 | 2021-12-05 |
| 5 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2022-01-03 | 2024-05-24 | Rep | Automated trading services | 2022-01-03 | 2024-05-24 | Rep | Dealing in securities | 2022-01-03 | 2024-05-24 |
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