Yi, Un Ho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-10-04 | 2007-03-26 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-10-04 | 2007-03-26 | Rep | Automated trading services | 2005-03-03 | 2007-03-26 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-18 | 2007-03-26 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-11-16 | 2009-10-10 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-11-16 | 2009-10-10 |
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