Yuan, Jun (SFC:ALI308) 袁駿

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on securities 2005-03-15 2006-01-23
PrideRock Global Investment Management Limited RO 2020-04-29 2023-11-30
2 PrideRock Global Investment Management Limited RO Asset management 2020-04-29 2023-11-30
Pharo Management (HK) Limited Rep 2024-01-26
3 Morgan Stanley Asia Limited Rep Automated trading services 2010-03-10 2010-09-22
Morgan Stanley Hong Kong Futures Limited Rep 2010-03-10 2010-09-22
4 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2006-01-25 2010-09-22
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2013-05-31 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2017-01-20
5 Morgan Stanley Asia Limited Rep Dealing in securities 2004-11-19 2010-09-22
GOLDMAN SACHS (ASIA) L.L.C. Rep 2013-03-25 2013-04-01
GOLDMAN SACHS (ASIA) L.L.C. Rep 2013-05-31 2017-01-20

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