Yuan, Jun (SFC:ALI308) 袁駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Pharo Management (HK) Limited | Rep | Asset management | 2024-01-26 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2005-03-15 | 2006-01-23 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-11-19 | 2010-09-22 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-01-25 | 2010-09-22 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-03-10 | 2010-09-22 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-03-10 | 2010-09-22 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-03-25 | 2013-04-01 |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-31 | 2016-10-10 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-05-31 | 2017-01-20 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-01-20 |
| 11 | PrideRock Global Investment Management Limited | RO | Advising on securities | 2020-04-29 | 2023-11-30 |
| 12 | PrideRock Global Investment Management Limited | RO | Asset management | 2020-04-29 | 2023-11-30 |
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