Chen, Miao-Ju 陳妙如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | RO | Asset management | 2006-08-09 | 2007-02-09 | RO | Advising on securities | 2006-08-09 | 2010-02-25 | RO | Dealing in securities | 2006-08-09 | 2010-02-25 | RO | Asset management | 2008-03-06 | 2010-05-25 | RO | Asset management | 2013-03-22 | 2015-03-31 | RO | Dealing in securities | 2013-03-22 | 2015-03-31 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | RO | Asset management | 2016-03-16 | RO | Dealing in securities | 2020-02-14 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2015-07-14 | RO | Asset management | 2015-07-14 | RO | Dealing in securities | 2015-07-14 | RO | Advising on corporate finance | 2017-12-27 |
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