Mallgrave, Matthew Francis Xavier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-11-05 | 2005-01-04 | Rep | Dealing in securities | 2005-01-07 | 2007-05-15 | RO | Dealing in securities | 2007-05-15 | 2008-01-07 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-11-05 | 2005-01-04 | Rep | Dealing in futures contracts | 2005-01-07 | 2007-05-15 | RO | Advising on futures contracts | 2007-05-15 | 2008-01-07 | RO | Dealing in futures contracts | 2007-05-15 | 2008-01-07 |
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