So, Cheuk Yin (SFC:ALL346) 蘇卓賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-05-18 | 2009-09-01 |
| 2 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2009-11-09 | 2010-08-28 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2005-10-21 | 2006-07-15 | Rep | Advising on securities | 2006-07-26 | 2007-05-11 |
| 4 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2015-04-27 | 2021-10-22 | RO | Advising on securities | 2021-10-22 | 2023-07-31 |
| 5 | Japaninvest (Hong Kong) Limited | Rep | Advising on securities | 2015-02-24 | 2015-11-03 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-11-23 | 2005-10-16 |
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