Yip, Chi Chung (SFC:ALQ632) 葉志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-09-12 | 2007-11-12 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-24 | 2005-10-04 | Rep | Leveraged foreign exchange trading | 2007-05-04 | 2007-11-12 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-06 | 2006-11-21 |
| 4 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2006-12-14 | 2006-12-28 |
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