Wang, Xiaoting (SFC:ALU743) 王晓亭

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2006-09-18 2007-10-23
Rep Advising on futures contracts 2006-09-22 2007-10-23
Rep Asset management 2006-09-22 2007-10-23
2 China Asset Management (Hong Kong) Limited Rep Asset management 2009-07-14 2011-03-21
Rep Advising on securities 2009-08-11 2011-03-21
3 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Rep Asset management 2007-11-12 2009-07-01
4 LBN Advisers Limited Rep Asset management 2012-09-06 2015-04-01
5 MACQUARIE CAPITAL LIMITED Rep Advising on securities 2005-03-11 2006-08-23
6 TRIVEST ADVISORS LIMITED Rep Asset management 2011-05-04 2012-04-30

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