Miao, Kaizhou 苗凱洲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2005-05-20 | 2006-04-28 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2010-02-11 | 2010-05-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2013-01-11 | 2015-04-18 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2010-02-11 | 2010-05-01 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-11 | 2010-05-01 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-01-11 | 2015-04-18 |
| 7 | Spruce Light Asset Management Company Limited | RO | Advising on securities | 2016-05-09 | |
| 8 | Spruce Light Asset Management Company Limited | RO | Asset management | 2016-05-09 |
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