Wu, Shu-Fang 吳淑芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-21 | |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-06-06 | 2011-04-02 | Rep | Dealing in securities | 2016-06-01 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-20 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2010-12-10 | 2011-04-02 | Rep | Dealing in securities | 2016-06-01 | 2017-10-02 |
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