Peebles, Douglas James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-07-08 | 2005-07-13 | Rep | Advising on securities | 2005-11-15 | 2005-11-16 | Rep | Advising on securities | 2006-01-26 | 2006-01-27 | Rep | Advising on securities | 2007-06-13 | 2007-06-20 | Rep | Advising on securities | 2008-04-29 | 2008-04-30 | Rep | Advising on securities | 2009-10-05 | 2009-10-09 | Rep | Advising on securities | 2012-02-13 | 2012-02-16 | Rep | Dealing in securities | 2014-07-02 | 2014-07-03 |
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