Chung, Wai Shing (SFC:AMF222) 鍾偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-07-06 | 2010-04-02 | Rep | Dealing in securities | 2008-05-16 | 2010-04-02 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-16 | 2010-04-02 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2017-06-16 | 2017-10-23 | Rep | Advising on securities | 2017-06-16 | 2017-10-23 | Rep | Dealing in securities | 2017-06-16 | 2017-10-23 |
| 4 | Summer Capital Management Company Limited | Rep | Advising on securities | 2017-12-12 | 2023-04-30 | Rep | Asset management | 2017-12-12 | 2023-04-30 | RO | Dealing in securities | 2019-07-16 | 2023-04-30 |
| 5 | UBS SECURITIES HONG KONG LIMITED | RO | Advising on corporate finance | 2012-06-07 | 2013-10-31 | Rep | Advising on corporate finance | 2015-11-23 | 2016-02-03 | RO | Advising on corporate finance | 2016-02-03 | 2016-12-18 | RO | Advising on corporate finance | 2016-12-19 | 2017-03-08 |
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