Chen, Kai Yun 陳凱筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-10-15 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-10-15 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-08-16 | 2009-09-28 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-08-16 | 2009-09-28 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-08-16 | 2009-09-28 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-08-16 | 2009-09-28 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-08-16 | 2009-09-28 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-08-16 | 2009-09-28 |
| 9 | Paulson Asia Limited | Rep | Dealing in securities | 2012-11-14 | 2013-09-28 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2013-11-15 | 2015-03-28 |
| 11 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-11-15 | 2015-03-28 |
| 12 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-01-15 | 2021-07-09 |
| 13 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-01-15 | 2021-07-09 |
| 14 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2018-01-15 | 2021-07-09 |
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