Kum, Yan Ting 甘欣庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-12 | 2006-05-15 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-07-19 | 2018-12-10 | Rep | Asset management | 2016-07-19 | 2018-12-10 |
| 3 | Morningstar Investment Management Asia Limited | Rep | Asset management | 2014-05-12 | 2016-03-02 | Rep | Advising on securities | 2014-05-12 | 2016-06-27 |
| 4 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2006-05-22 | 2006-08-18 |
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