Lim, Marco Jun Kit 林俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-09-26 | 2018-03-15 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-03-15 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2016-10-10 |
| 4 | MaiCapital Limited | Rep | Asset management | 2019-02-21 | 2019-03-18 | Rep | Advising on securities | 2019-02-21 | 2020-01-09 | RO | Asset management | 2019-03-18 | RO | Advising on securities | 2020-01-09 |
| 5 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2005-10-04 | 2008-04-07 |
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