Cheng, Man Yiu (SFC:AMS463) 鄭文耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2006-06-28 | 2006-07-22 | Rep | Dealing in futures contracts | 2006-06-28 | 2006-07-22 | Rep | Dealing in securities | 2006-06-28 | 2006-07-22 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-24 | 2006-06-22 | Rep | Leveraged foreign exchange trading | 2006-08-21 | 2006-10-07 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-02-15 | 2006-06-22 | Rep | Dealing in futures contracts | 2006-08-21 | 2006-10-07 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-21 | 2006-10-07 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-17 | 2006-06-22 | Rep | Dealing in securities | 2006-08-21 | 2006-10-07 |
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