Siu, Yin Shan 蕭燕姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-12-07 | 2006-05-03 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-12-07 | 2006-05-03 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-05-12 | 2009-10-15 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-12 | 2009-10-15 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-10-15 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-11-26 | 2011-04-24 | Rep | Advising on futures contracts | 2009-12-15 | 2011-04-24 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-11-26 | 2011-04-24 | Rep | Advising on securities | 2009-12-15 | 2011-04-24 |
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