Tong, Hin Yip 湯顯業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-06-21 | 2008-07-25 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-06-28 | 2007-04-17 | Rep | Leveraged foreign exchange trading | 2007-09-12 | 2008-07-25 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-21 | 2011-03-29 |
| 4 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-08-21 | 2009-01-31 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-01-12 | 2011-03-29 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-22 | 2006-04-28 |
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