Kwok, Chiu Ting 郭昭廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Capital Management (Asia) Limited | RO | Advising on securities | 2021-12-14 | 2022-06-06 | RO | Asset management | 2021-12-14 | 2022-06-06 |
| 2 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2017-07-11 | 2019-04-30 | Rep | Asset management | 2017-10-12 | 2019-04-30 |
| 3 | China-Hong Kong Link Securities Company Limited | Rep | Dealing in securities | 2020-04-24 | 2021-10-29 |
| 4 | Hao Tian Asset Management Limited | Rep | Asset management | 2019-07-18 | 2019-12-23 |
| 5 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2019-07-18 | 2019-12-23 |
| 6 | Sky Wealth Asset Management Company Limited | RO | Advising on securities | 2022-11-03 | 2024-01-15 | RO | Asset management | 2022-11-03 | 2024-01-15 |
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