Sun, Yi (SFC:AZB507) 孫佚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2022-02-24 | 2022-09-27 | Rep | Asset management | 2022-02-24 | 2022-09-27 | Rep | Dealing in securities | 2022-02-24 | 2022-09-27 | RO | Advising on securities | 2022-09-27 | RO | Asset management | 2022-09-27 | RO | Dealing in securities | 2022-09-27 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Asset management | 2017-09-27 | 2022-01-21 | RO | Dealing in securities | 2017-09-27 | 2022-01-21 | RO | Advising on securities | 2018-02-05 | 2022-01-21 |
| 3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-07-18 | 2022-01-21 | RO | Dealing in securities | 2017-09-27 | 2022-01-21 | RO | Advising on securities | 2018-02-05 | 2022-01-21 |
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