Wat, Hiu Ching 屈曉晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-02-18 | 2020-06-21 | Rep | Asset management | 2019-02-18 | 2020-06-21 | Rep | Dealing in futures contracts | 2019-02-18 | 2020-06-21 | Rep | Dealing in securities | 2019-02-18 | 2020-06-21 |
| 2 | FCL ADVISORY LIMITED | Rep | Advising on securities | 2006-02-01 | 2014-03-28 | Rep | Asset management | 2007-10-24 | 2014-03-28 |
| 3 | GT Asset & Portfolio Management Limited | Rep | Advising on securities | 2014-04-14 | 2014-07-01 | Rep | Asset management | 2014-04-14 | 2014-07-01 |
| 4 | SPRINT ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-08-04 | 2018-05-28 | Rep | Asset management | 2015-08-04 | 2018-05-28 |
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