Lau, Stephen Ming Yeung 劉名揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-02-25 | 2020-09-01 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-08-16 | 2018-09-21 | Rep | Dealing in securities | 2017-08-16 | 2018-09-21 | Rep | Advising on securities | 2018-08-07 | 2018-09-21 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-16 | 2018-09-21 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-17 | 2009-10-15 | Rep | Dealing in securities | 2006-02-17 | 2009-10-15 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-02-17 | 2009-10-15 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-03-02 | 2011-02-25 | Rep | Dealing in securities | 2010-03-02 | 2011-02-25 | Rep | Advising on securities | 2010-03-15 | 2011-02-25 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-03-02 | 2011-02-25 | Rep | Dealing in securities | 2010-03-02 | 2011-02-25 | Rep | Advising on securities | 2010-03-15 | 2011-02-25 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-06-01 |
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