Lee, Joseph Won

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2018-11-01 2020-03-04
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-02-20 2007-06-15
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2007-10-02 2008-09-29
4 LEHMAN BROTHERS FUTURES ASIA LIMITED Rep Dealing in futures contracts 2007-10-02 2008-09-29
5 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2018-11-01 2020-03-04
6 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-02-20 2007-06-15
7 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2007-10-02 2008-09-29
8 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-10-02 2008-09-29
9 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2018-11-01 2020-03-04
10 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2018-11-01 2020-03-04
11 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2024-02-08
12 Credit Suisse (Hong Kong) Limited RO Advising on securities 2020-03-04 2023-10-26
13 Credit Suisse Securities (Hong Kong) Limited RO Advising on securities 2020-03-04 2023-10-26
14 Credit Suisse Securities (Hong Kong) Limited RO Automated trading services 2020-03-04 2023-10-26
15 Credit Suisse (Hong Kong) Limited RO Dealing in futures contracts 2020-03-04 2023-10-26
16 Credit Suisse (Hong Kong) Limited RO Dealing in securities 2020-03-04 2023-10-26
17 Credit Suisse Securities (Hong Kong) Limited RO Dealing in securities 2020-03-04 2023-10-26

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top