Chau, Che Huen 周芷萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-01-06 | Rep | Asset management | 2021-01-06 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-08-29 | 2017-12-02 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-08-29 | 2017-12-02 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2018-03-14 | 2020-12-11 | Rep | Asset management | 2018-03-14 | 2020-12-11 |
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