Ip, Wai Lam 葉偉林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-10-08 | 2018-07-09 | Rep | Dealing in securities | 2014-10-08 | 2018-07-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-06-30 | 2010-06-26 | Rep | Advising on securities | 2008-04-30 | 2010-06-26 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-30 | 2010-06-26 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-08-17 | 2010-06-26 |
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