Shi, Jiali (SFC:ANQ016) 施佳麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-04 | 2008-03-08 | Rep | Dealing in securities | 2006-07-04 | 2008-03-08 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2018-10-03 | 2019-12-25 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-04-26 | 2017-08-19 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-03-13 | 2011-02-25 | Rep | Advising on securities | 2009-02-20 | 2011-02-25 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-09-12 | 2018-09-21 | Rep | Advising on securities | 2020-02-06 |
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