Kleeger, Andrew Jay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-09-22 | 2008-07-11 | RO | Dealing in securities | 2008-07-11 | 2010-02-27 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-22 | 2008-07-11 | RO | Dealing in futures contracts | 2008-07-11 | 2008-12-10 | Rep | Dealing in futures contracts | 2008-12-10 | 2010-02-27 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-02 | 2010-10-18 | Rep | Dealing in futures contracts | 2010-07-02 | 2011-06-20 | RO | Dealing in securities | 2010-10-18 | 2011-06-20 |
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