Kleeger, Andrew Jay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-22 | 2008-07-11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 2008-07-11 | 2008-12-10 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2008-12-10 | 2010-02-27 | UBS SECURITIES ASIA LIMITED | Rep | 2010-07-02 | 2011-06-20 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-09-22 | 2008-07-11 | GOLDMAN SACHS (ASIA) L.L.C. | RO | 2008-07-11 | 2010-02-27 | UBS SECURITIES ASIA LIMITED | Rep | 2010-07-02 | 2010-10-18 | UBS SECURITIES ASIA LIMITED | RO | 2010-10-18 | 2011-06-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy