Law, Kenneth Kin Wah 羅建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-05-20 | 2017-03-27 | Rep | Asset management | 2016-05-20 | 2017-03-27 |
| 2 | FT Securities Limited | Rep | Advising on futures contracts | 2006-09-14 | 2009-02-12 | Rep | Dealing in futures contracts | 2006-09-14 | 2009-02-12 | Rep | Dealing in securities | 2006-09-14 | 2009-02-12 |
| 3 | Novel Wealth Management Limited | RO | Advising on securities | 2021-08-19 | 2022-11-09 | RO | Asset management | 2021-08-19 | 2022-11-09 | RO | Dealing in securities | 2021-08-19 | 2022-11-09 |
| 4 | UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-10-03 | 2021-03-09 | RO | Asset management | 2018-10-03 | 2021-03-09 |
| 5 | UNI-CENTURY INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-10-03 | 2021-03-09 |
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