Liu, Sit Lun 廖薛倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-25 | 2010-02-17 | Rep | Advising on securities | 2009-04-24 | 2010-02-17 |
| 2 | CHINA HANYA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-12-02 | 2016-11-25 | RO | Asset management | 2015-12-02 | 2016-11-25 |
| 3 | FT Securities Limited | Rep | Advising on futures contracts | 2006-09-13 | 2009-02-01 | Rep | Dealing in futures contracts | 2006-09-13 | 2009-02-01 | Rep | Dealing in securities | 2006-09-13 | 2009-02-01 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-29 | 2015-03-07 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-10-29 | 2015-03-07 | Rep | Dealing in securities | 2013-10-29 | 2015-03-07 | Rep | Leveraged foreign exchange trading | 2014-02-05 | 2015-03-07 |
| 6 | iBest Consultants Limited | Rep | Advising on securities | 2013-09-23 | 2014-02-10 | Rep | Dealing in securities | 2013-09-23 | 2014-02-10 | Rep | Dealing in futures contracts | 2013-09-23 | 2015-03-07 | Rep | Asset management | 2014-02-05 | 2015-03-07 | RO | Advising on securities | 2014-02-10 | 2015-03-07 | RO | Dealing in securities | 2014-02-10 | 2015-03-07 |
| 7 | UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-10-03 | RO | Asset management | 2018-10-03 |
| 8 | UNI-CENTURY INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-10-03 |
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