Tai, Chi Ching 戴吉慶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2012-01-10 | 2014-03-31 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-17 | 2011-10-31 | RO | Dealing in securities | 2011-10-31 | 2017-02-12 | Rep | Dealing in futures contracts | 2013-05-28 | 2013-10-11 | RO | Dealing in futures contracts | 2013-10-11 | 2017-02-12 | RO | Asset management | 2014-09-30 | 2017-02-12 | RO | Asset management | 2017-02-13 | 2021-12-31 | RO | Dealing in futures contracts | 2017-02-13 | 2021-12-31 | RO | Dealing in securities | 2017-02-13 | 2021-12-31 | RO | Advising on futures contracts | 2018-07-17 | 2021-12-31 | RO | Advising on securities | 2018-07-17 | 2021-12-31 |
| 3 | TIS SECURITIES (HK) LIMITED | RO | Asset management | 2005-01-20 | RO | Automated trading services | 2005-01-20 | RO | Advising on corporate finance | 2010-05-10 | RO | Advising on securities | 2010-05-10 | RO | Dealing in securities | 2010-05-10 | RO | Dealing in futures contracts | 2005-01-21 | 2010-05-10 |
| 4 | Tung Shing Futures (Brokers) Limited | RO | Dealing in futures contracts | 2016-09-26 | 2017-02-12 |
| 5 | Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2016-09-26 | 2017-02-12 |
| 6 | Waterland Securities (HK) Company Limited | Rep | Advising on securities | 2010-05-28 | 2010-07-21 | Rep | Dealing in securities | 2010-05-28 | 2010-07-21 | RO | Advising on securities | 2010-07-21 | 2011-08-05 | RO | Dealing in securities | 2010-07-21 | 2011-08-05 |
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