Kwong, Siu Chung 鄺紹聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-04-16 | Rep | Dealing in securities | 2019-04-16 | Rep | Asset management | 2019-05-20 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-04-16 | Rep | Dealing in securities | 2019-04-16 | Rep | Asset management | 2019-08-26 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-06-08 | 2016-07-07 | RO | Dealing in securities | 2016-07-07 | 2017-07-31 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-12-11 | 2006-12-25 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2017-08-18 | 2019-03-29 | Rep | Dealing in securities | 2017-08-18 | 2019-03-29 |
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