Lau, Sing Chong 劉承浚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JVSakk Asset Management Limited | Rep | Advising on securities | 2014-06-10 | 2016-04-30 | Rep | Asset management | 2014-06-10 | 2016-04-30 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-07-24 | 2022-12-30 | Rep | Asset management | 2019-07-24 | 2022-12-30 | Rep | Dealing in securities | 2019-07-24 | 2022-12-30 |
| 3 | Oreana Financial Services Limited | Rep | Advising on securities | 2007-01-10 | 2007-06-09 | Rep | Asset management | 2007-01-10 | 2007-06-09 |
| 4 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2007-09-21 | 2011-08-20 | Rep | Asset management | 2007-09-21 | 2011-08-20 |
| 5 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2012-06-26 | 2014-05-16 | Rep | Advising on securities | 2017-07-18 | 2018-05-31 |
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